Banking, insurance and credit cooperatives

Internal audit for regulated financial entities

Traceability and consistent criteria for the three lines of defense model, with evidence ready for the supervisor and for DORA.

Auditorías
Buscar…+ Nueva auditoría
NombreEstadoResponsableCierre
KYC y prevención de blanqueoEN PROGRESOMarta Ibáñez20/05/26
Resiliencia operativa digital (DORA)PLANIFICADADavid Ferrer15/07/26
Concesión y seguimiento de créditosCOMPLETADAElena Soto28/02/26
Continuidad de negocio — sucursalesEN REVISIÓNPablo Núñez10/06/26

What it solves for the internal audit department

Evidence ready for the supervisor

Every finding retains its full chain from detection to closure verification, ready for a supervisory inspection without rebuilding the history by hand.

IT and digital risk audits as their own category

Classify and track digital operational resilience findings alongside the rest of internal audit, in the same register.

Comparable across entities and countries

Groups with regulated entities in several countries keep the same criteria and severity scales, with information the Audit Committee can compare.

Regulatory framework

A model your supervisor already recognizes

The three lines of defense model, the DORA Regulation on digital operational resilience (in force in the European Union since January 2025) and the internal control requirements for banking, insurance and credit cooperatives share the same underlying demand: verifiable traceability, not rebuilt after the fact. In Latin America, the same principle applies to local banking, insurance and securities regulators.

Bring internal control into a single environment

Replace spreadsheets and emails with a single, verifiable-by-design record.